| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-06-15 | 2022-10-12 |
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2017-06-15 | 2017-12-11 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-06-15 | 2022-10-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-09-07 | 2017-05-19 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2012-05-02 | 2017-05-19 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2006-11-07 | 2006-11-21 |