| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Rockhampton Management Limited | Rep | 就证券提供意见 | 2011-01-26 | 2017-03-31 |
| Rep | 提供资产管理 | 2011-01-26 | 2017-03-31 | |
| ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2009-05-12 | 2011-01-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2008-01-02 | 2008-11-20 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-11-23 | 2008-11-20 |
| Rep | 证券交易 | 2006-11-23 | 2008-11-20 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2006-11-23 | 2008-11-20 |
| Rep | 期货合约交易 | 2006-11-23 | 2008-11-20 |