Yan, Leo Kei Shui 甄祺瑞
证监会中央编号:AOG060
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited | Rep | 就证券提供意见 | 2021-06-22 | 2022-09-15 |
| Rep | 提供资产管理 | 2021-06-22 | 2022-09-15 | |
| AP Capital Management (Hong Kong) Limited | Rep | 期货合约交易 | 2020-04-06 | 2021-01-04 |
| Rep | 证券交易 | 2020-04-06 | 2021-01-04 | |
| Rep | 提供资产管理 | 2020-02-17 | 2021-01-04 | |
| ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED | Rep | 就证券提供意见 | 2019-10-30 | 2020-02-07 |
| Rep | 提供资产管理 | 2019-10-30 | 2020-02-07 | |
| MCG Management Limited | Rep | 就期货合约提供意见 | 2015-03-03 | 2018-03-05 |
| Rep | 就证券提供意见 | 2015-03-03 | 2018-03-05 | |
| Rep | 提供资产管理 | 2015-03-03 | 2018-03-05 | |
| RHB ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2013-11-14 | 2014-07-12 |
| Rep | 就证券提供意见 | 2013-05-22 | 2014-07-12 | |
| Rep | 提供资产管理 | 2013-05-22 | 2014-07-12 | |
| UNITED GAIN INVESTMENT LIMITED | Rep | 就证券提供意见 | 2011-08-30 | 2013-01-11 |
| Rep | 提供资产管理 | 2011-08-30 | 2013-01-11 | |
| CINDA INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2011-03-25 | 2011-04-13 |
| SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2007-09-25 | 2011-02-07 |
| Rep | 就证券提供意见 | 2007-08-17 | 2011-02-07 | |
| Rep | 证券交易 | 2007-08-17 | 2011-02-07 | |
| CSC SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2007-07-23 | 2007-08-10 |
| Rep | 证券交易 | 2007-01-19 | 2007-08-10 |