| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Open Securities Limited | Rep | 就证券提供意见 | 2010-11-09 | 2010-12-30 |
| Rep | 期货合约交易 | 2010-11-09 | 2010-12-30 | |
| Rep | 证券交易 | 2010-11-09 | 2010-12-30 | |
| Taiping Securities (HK) Co Limited | Rep | 证券交易 | 2008-11-12 | 2010-08-14 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2007-10-31 | 2008-03-25 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2007-06-05 | 2008-03-25 |
| ROSA SECURITIES LIMITED | Rep | 证券交易 | 2007-01-18 | 2007-05-23 |
| EWARTON SECURITIES LIMITED | Rep | 证券交易 | 2006-12-05 | 2006-12-11 |