Cordonnier, Maxime Nicolas Bruno

证监会中央编号:AOG766

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2026-08-03	-
Merrill Lynch Far East Limited	Rep	期货合约交易	2026-08-03	-
	Rep	证券交易	2026-08-03	-
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2015-07-22	2016-07-18
Merrill Lynch Far East Limited	Rep	期货合约交易	2015-07-22	2016-07-18
	Rep	证券交易	2015-07-22	2016-07-18
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2013-07-22	2015-06-30
Merrill Lynch Far East Limited	Rep	期货合约交易	2013-07-22	2015-06-30
	Rep	证券交易	2013-07-22	2015-06-30
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2011-09-19	2013-04-18
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2011-09-19	2013-04-18
	Rep	证券交易	2011-09-19	2013-04-18
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2011-09-19	2013-04-18
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2010-12-06	2011-06-20
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2006-12-06	2011-06-20
	Rep	就证券提供意见	2006-12-06	2011-06-20
	Rep	提供自动化交易服务	2006-12-06	2011-06-20
	Rep	证券交易	2006-12-06	2011-06-20
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2006-12-06	2010-12-06
	Rep	期货合约交易	2006-12-06	2010-12-06

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2026-08-03	-
Merrill Lynch Far East Limited	Rep	期货合约交易	2026-08-03	-
	Rep	证券交易	2026-08-03	-
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2015-07-22	2016-07-18
Merrill Lynch Far East Limited	Rep	期货合约交易	2015-07-22	2016-07-18
	Rep	证券交易	2015-07-22	2016-07-18
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2013-07-22	2015-06-30
Merrill Lynch Far East Limited	Rep	期货合约交易	2013-07-22	2015-06-30
	Rep	证券交易	2013-07-22	2015-06-30
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2011-09-19	2013-04-18
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2011-09-19	2013-04-18
	Rep	证券交易	2011-09-19	2013-04-18
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2011-09-19	2013-04-18
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2010-12-06	2011-06-20
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2006-12-06	2011-06-20
	Rep	就证券提供意见	2006-12-06	2011-06-20
	Rep	提供自动化交易服务	2006-12-06	2011-06-20
	Rep	证券交易	2006-12-06	2011-06-20
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2006-12-06	2010-12-06
	Rep	期货合约交易	2006-12-06	2010-12-06