| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED | Rep | 证券交易 | 2024-01-30 | 2024-04-17 |
| Quam Securities Limited | Rep | 证券交易 | 2018-06-06 | 2023-09-30 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 证券交易 | 2016-02-22 | 2018-05-24 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2014-04-22 | 2016-01-28 |
| VC BROKERAGE LIMITED | Rep | 证券交易 | 2012-12-03 | 2014-04-04 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2009-08-27 | 2009-12-01 |
| Rep | 证券交易 | 2009-08-27 | 2009-12-01 |