| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-11-28 | 2009-07-24 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2009-07-24 |
| Rep | 证券交易 | 2008-10-10 | 2009-07-24 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2006-12-28 | 2008-09-29 |
| Rep | 证券交易 | 2006-12-28 | 2008-09-29 |