| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited | RO | 期货合约交易 | 2014-06-30 | 2014-11-24 |
| RO | 证券交易 | 2014-06-30 | 2014-11-24 | |
| RO | 杠杆式外汇交易 | 2014-06-30 | 2014-11-24 | |
| Rep | 期货合约交易 | 2012-06-11 | 2014-06-30 | |
| Rep | 证券交易 | 2011-01-20 | 2014-06-30 | |
| Rep | 杠杆式外汇交易 | 2011-01-20 | 2014-06-30 | |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2007-01-23 | 2010-02-05 |