| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2020-10-06 | 2022-08-08 |
| Rep | 证券交易 | 2020-10-06 | 2022-08-08 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2018-08-09 | 2020-07-03 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2015-05-20 |
| Rep | 就证券提供意见 | 2012-01-13 | 2015-05-20 | |
| Rep | 证券交易 | 2012-01-13 | 2015-05-20 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-01-11 | 2007-04-27 |
| Rep | 证券交易 | 2007-01-11 | 2007-04-27 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2007-01-11 | 2007-04-27 |