| Rich Bay Securities Limited | RO | 就期货合约提供意见 | 2020-09-14 | 2021-12-31 |
| RO | 就证券提供意见 | 2020-09-14 | 2021-12-31 |
| Rep | 就期货合约提供意见 | 2020-08-05 | 2020-09-14 |
| Rep | 就证券提供意见 | 2020-08-05 | 2020-09-14 |
| RO | 期货合约交易 | 2020-08-05 | 2021-12-31 |
| RO | 证券交易 | 2020-08-05 | 2021-12-31 |
| Rep | 期货合约交易 | 2020-07-24 | 2020-08-05 |
| Rep | 证券交易 | 2020-07-24 | 2020-08-05 |
| Saxo Capital Markets HK Limited | RO | 杠杆式外汇交易 | 2018-11-14 | 2020-02-12 |
| RO | 证券交易 | 2015-10-06 | 2020-02-12 |
| RO | 期货合约交易 | 2015-05-18 | 2020-02-12 |
| Rep | 杠杆式外汇交易 | 2013-03-27 | 2018-11-14 |
| Rep | 期货合约交易 | 2012-06-11 | 2015-05-18 |
| Rep | 杠杆式外汇交易 | 2012-04-03 | 2012-11-03 |
| Rep | 证券交易 | 2012-04-03 | 2015-10-06 |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2007-01-31 | 2007-12-30 |