| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2009-02-16 | 2011-08-09 |
| Rep | 证券交易 | 2009-02-16 | 2011-08-09 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-07-07 | 2009-02-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-02-03 | 2009-02-07 |