| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pantheum Capital Limited | RO | 提供资产管理 | 2021-10-19 | 2022-09-22 |
| RO | 就证券提供意见 | 2021-10-19 | 2025-11-11 | |
| Apricot Capital (Hong Kong) Limited | RO | 就证券提供意见 | 2020-07-02 | 2021-04-30 |
| RO | 证券交易 | 2017-10-11 | 2021-04-30 | |
| Rep | 证券交易 | 2017-10-03 | 2017-10-11 | |
| JAKOTA SECURITIES GROUP LIMITED | RO | 就证券提供意见 | 2016-08-12 | 2017-09-30 |
| RO | 证券交易 | 2011-07-27 | 2017-09-30 | |
| VISION FINANCE (SECURITIES) LIMITED | Rep | 证券交易 | 2009-02-12 | 2011-07-02 |
| PRIME SECURITIES LIMITED (HK) | Rep | 证券交易 | 2007-03-06 | 2009-02-06 |