| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2015-02-26 | - |
| Rep | 证券交易 | 2015-02-26 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-02-26 | - |
| KVB Kunlun Securities (HK) Limited | Rep | 证券交易 | 2013-02-05 | 2014-11-27 |
| CA Premium International (HK) Limited | Rep | 杠杆式外汇交易 | 2012-11-14 | 2014-11-27 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-03-17 | 2008-08-28 |
| Newedge Broker Limited | Rep | 期货合约交易 | 2007-07-19 | 2008-08-28 |
| Rep | 提供自动化交易服务 | 2007-02-07 | 2008-08-28 | |
| Rep | 证券交易 | 2007-02-07 | 2008-08-28 |
已采集记录中暂无金管局登记。