| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 就证券提供意见 | 2024-06-11 | 2024-07-31 |
| Rep | 证券交易 | 2024-06-11 | 2024-07-31 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2023-12-22 | 2024-04-08 |
| Rep | 证券交易 | 2023-12-22 | 2024-04-08 | |
| Emperor Wealth Management Limited | Rep | 就证券提供意见 | 2023-12-22 | 2024-04-08 |
| Rep | 证券交易 | 2023-12-22 | 2024-04-08 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-11-09 | 2023-09-29 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2017-09-22 | 2021-09-23 |