| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2012-08-16 | 2012-11-06 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2012-08-16 | 2012-11-06 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2009-07-06 | 2009-08-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-09-24 | 2009-08-27 |
| SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | 证券交易 | 2007-09-04 | 2009-08-27 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2007-02-12 | 2007-04-27 |