| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2021-07-07 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2021-07-07 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-05-14 | 2021-06-20 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2019-05-14 | 2021-06-20 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-11-05 | 2019-04-24 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2017-12-18 | 2019-04-24 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2017-09-26 | 2017-12-03 |
已采集记录中暂无金管局登记。