| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2011-03-16 | 2011-06-16 |
| Rep | 证券交易 | 2010-11-17 | 2010-11-20 | |
| Rep | 证券交易 | 2010-06-22 | 2010-06-30 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2007-07-11 | 2008-05-10 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-05-16 | 2008-05-10 |
| Rep | 证券交易 | 2007-02-13 | 2008-05-10 |