| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2016-10-11 | 2022-07-28 |
| Rep | 证券交易 | 2014-10-03 | 2016-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2011-12-16 | 2022-07-28 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-12-16 | 2015-12-02 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2008-01-21 | 2010-02-18 |
| Rep | 证券交易 | 2007-12-17 | 2008-01-17 | |
| Rep | 证券交易 | 2007-10-15 | 2007-11-15 | |
| Rep | 证券交易 | 2007-07-16 | 2007-08-16 | |
| Rep | 证券交易 | 2007-02-21 | 2007-03-21 |