| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-05-19 | 2011-09-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-19 | 2011-09-01 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2007-05-15 | 2008-04-30 |
| CSC FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2007-03-26 | 2008-04-30 |