| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-10-10 | 2009-07-01 |
| Rep | 就证券提供意见 | 2008-10-10 | 2009-07-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2008-03-25 | 2008-09-29 |
| Rep | 就机构融资提供意见 | 2008-02-29 | 2008-09-29 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-02-28 | 2008-02-11 |