| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2011-09-26 | 2011-10-26 |
| Rep | 证券交易 | 2011-09-26 | 2011-10-26 | |
| MF Global Hong Kong Limited | RO | 期货合约交易 | 2008-12-19 | 2010-05-31 |
| Rep | 期货合约交易 | 2008-10-07 | 2008-12-19 | |
| Rep | 证券交易 | 2008-10-07 | 2010-05-31 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-03-17 | 2008-07-08 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2007-02-26 | 2008-07-08 |
| Rep | 期货合约交易 | 2007-02-26 | 2008-07-08 | |
| Rep | 证券交易 | 2007-02-26 | 2008-07-08 |