| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2010-07-16 | 2011-04-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-07-16 | 2011-04-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-11-14 | 2011-04-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-11-14 | 2011-04-19 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-04-23 | 2007-11-09 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2007-02-28 | 2007-11-09 |