Lau, Tracy Ho Yee 劉可兒
证监会中央编号:AOQ704
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED | RO | 证券交易 | 2021-08-20 | - |
| Rep | 证券交易 | 2021-02-03 | 2021-08-20 | |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | 就证券提供意见 | 2018-02-22 | 2021-01-22 |
| RO | 证券交易 | 2018-02-22 | 2021-01-22 | |
| Rep | 就证券提供意见 | 2017-08-29 | 2018-02-22 | |
| Rep | 证券交易 | 2017-08-29 | 2018-02-22 | |
| Barings Investment Advisers (Hong Kong) Limited | RO | 就证券提供意见 | 2013-01-07 | 2018-01-23 |
| RO | 证券交易 | 2013-01-07 | 2018-01-23 | |
| Rep | 就证券提供意见 | 2011-04-14 | 2013-01-07 | |
| Rep | 证券交易 | 2011-04-14 | 2013-01-07 | |
| Rep | 提供资产管理 | 2011-04-14 | 2013-02-08 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-03-05 | 2011-04-01 |
| Rep | 提供资产管理 | 2007-03-05 | 2011-04-01 | |
| Rep | 证券交易 | 2007-03-05 | 2011-04-01 |
已采集记录中暂无金管局登记。