| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2020-06-12 | 2021-02-26 |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2020-06-12 | 2021-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2020-05-26 | 2021-02-26 |
| Rep | 证券交易 | 2020-05-26 | 2021-02-26 | |
| Merrill Lynch Far East Limited | Rep | 就证券提供意见 | 2020-05-26 | 2021-02-26 |
| Rep | 证券交易 | 2020-05-26 | 2021-02-26 | |
| CLSA LIMITED | Rep | 证券交易 | 2019-03-22 | 2020-04-17 |
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2017-10-04 | 2020-04-17 |
| Rep | 证券交易 | 2017-10-04 | 2020-04-17 |