| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2023-07-12 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-07-12 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2019-04-25 | 2019-05-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2019-03-25 | 2019-05-21 |
| Rep | 证券交易 | 2019-03-25 | 2019-05-21 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2018-07-10 | 2019-02-28 |
| Rep | 证券交易 | 2018-06-04 | 2019-02-28 | |
| Rich Union Securities (H.K.) Limited | Rep | 证券交易 | 2017-10-04 | 2018-05-15 |
已采集记录中暂无金管局登记。