| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2019-02-26 | 2021-02-24 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2019-01-30 | 2021-02-24 |
| Rep | 证券交易 | 2019-01-30 | 2021-02-24 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-10-06 | 2019-01-22 |
| Rep | 就证券提供意见 | 2017-10-06 | 2019-01-22 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2017-10-06 | 2019-01-22 |
| Rep | 证券交易 | 2017-10-06 | 2019-01-22 |