| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCHK Asset Management Limited | RO | 就证券提供意见 | 2016-04-05 | - |
| RO | 提供资产管理 | 2016-04-05 | - | |
| RO | 证券交易 | 2016-04-05 | - | |
| Rep | 就证券提供意见 | 2016-02-24 | 2016-04-05 | |
| Rep | 提供资产管理 | 2016-02-24 | 2016-04-05 | |
| Rep | 证券交易 | 2016-02-24 | 2016-04-05 | |
| China Vered Securities Limited | RO | 证券交易 | 2013-12-03 | 2015-09-29 |
| Alphamax Asset Management (HK) Limited | RO | 提供资产管理 | 2012-08-06 | 2016-02-14 |
| VTB Capital Hong Kong Limited | RO | 就证券提供意见 | 2011-06-30 | 2011-12-08 |
| RO | 证券交易 | 2011-06-30 | 2011-12-08 | |
| MUFG Securities Asia Limited | RO | 证券交易 | 2010-12-31 | 2011-03-19 |
| MUSHK Limited | RO | 证券交易 | 2009-08-17 | 2011-03-19 |
| Rep | 证券交易 | 2007-04-02 | 2009-08-17 |