| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NAN FUNG TRINITY (HK) LIMITED | RO | 就证券提供意见 | 2021-10-27 | - |
| RO | 提供资产管理 | 2021-10-27 | - | |
| RO | 证券交易 | 2021-10-27 | - | |
| NF Trinity Capital (Hong Kong) Limited | Rep | 就证券提供意见 | 2015-03-19 | 2019-06-30 |
| Rep | 提供资产管理 | 2015-03-19 | 2019-06-30 | |
| VICTORIA CAPITAL LIMITED (HK) | Rep | 就机构融资提供意见 | 2009-12-04 | 2010-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-03-29 | 2008-04-04 |