| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2023-11-17 | - |
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2023-07-12 | 2023-09-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2022-03-07 | 2023-09-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2022-03-07 | 2023-09-18 |
| Rep | 就证券提供意见 | 2022-02-24 | 2023-09-18 | |
| ICBC INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2017-10-10 | 2022-01-28 |