| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KB Securities Hong Kong Limited | RO | 证券交易 | 2024-01-22 | 2026-05-28 |
| RO | 就机构融资提供意见 | 2022-12-28 | 2026-05-28 | |
| Rep | 就机构融资提供意见 | 2019-12-06 | 2022-12-28 | |
| Rep | 证券交易 | 2019-12-06 | 2024-01-22 | |
| Rep | 就证券提供意见 | 2019-12-06 | 2026-05-28 | |
| Mirae Asset Securities (HK) Limited | Rep | 就机构融资提供意见 | 2018-03-16 | 2019-11-01 |
| Rep | 就证券提供意见 | 2017-10-13 | 2019-11-01 | |
| Rep | 证券交易 | 2017-10-13 | 2019-11-01 |