| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-08-11 | - |
| Rep | 期货合约交易 | 2026-08-11 | - | |
| Rep | 证券交易 | 2026-08-11 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2020-08-05 | 2026-07-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2020-08-05 | 2026-07-23 |
| Rep | 证券交易 | 2020-08-05 | 2026-07-23 | |
| SR Wealth Securities Limited | Rep | 就证券提供意见 | 2019-06-06 | 2020-07-21 |
| Rep | 证券交易 | 2017-10-16 | 2020-07-21 |
已采集记录中暂无金管局登记。