| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | Rep | 证券交易 | 2025-06-20 | - |
| T.F.S. Derivatives HK Limited | Rep | 证券交易 | 2025-01-13 | 2025-05-12 |
| UCAP Securities (HK) Limited | Rep | 就证券提供意见 | 2024-11-01 | 2024-12-31 |
| Rep | 提供资产管理 | 2024-11-01 | 2024-12-31 | |
| Rep | 证券交易 | 2024-11-01 | 2024-12-31 | |
| Core Pacific - Yamaichi Asset Management Limited | Rep | 提供资产管理 | 2023-01-06 | 2024-04-20 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2021-10-04 | 2024-04-20 |
| Rep | 证券交易 | 2017-10-18 | 2024-04-20 |
已采集记录中暂无金管局登记。