| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-06-22 | - |
| Rep | 证券交易 | 2021-06-22 | - | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2020-11-04 | 2021-06-04 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2020-10-21 | 2021-06-04 |
| CMB International Securities Limited | Rep | 证券交易 | 2020-10-21 | 2021-06-04 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2019-02-11 | 2020-09-18 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2019-02-11 | 2020-09-18 |
| XinKong International Securities Limited | Rep | 证券交易 | 2017-10-18 | 2019-01-02 |
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