Personnel Hong Kong SFC License Details (ID 121144)

Personnel Hong Kong SFC License Details (ID 121144)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Point72 Hong Kong Limited	Rep	提供资产管理	2012-11-29	2024-05-30
Rockhampton Management Limited	Rep	就证券提供意见	2011-09-06	2012-10-31
	Rep	提供资产管理	2011-09-06	2012-10-31
Citigroup Global Markets Asia Limited	Rep	证券交易	2008-09-01	2011-07-04
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2008-09-01	2011-07-04
	Rep	证券交易	2008-09-01	2011-07-04
Citigroup Global Markets Asia Limited	Rep	证券交易	2007-08-09	2007-09-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2007-08-09	2007-09-09
	Rep	证券交易	2007-08-09	2007-09-09
Citigroup Global Markets Asia Limited	Rep	证券交易	2007-04-12	2007-07-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2007-04-12	2007-07-12
	Rep	证券交易	2007-04-12	2007-07-12