| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2014-08-22 | 2016-10-01 |
| Rep | 就证券提供意见 | 2014-08-22 | 2016-10-01 | |
| Rep | 证券交易 | 2014-08-22 | 2016-10-01 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-06-07 | 2014-06-16 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2007-04-27 | 2011-03-03 |
| Rep | 证券交易 | 2007-04-27 | 2011-03-03 |