| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Voltex Asia Capital Limited | RO | 提供资产管理 | 2012-07-24 | 2013-08-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2010-04-22 |
| Rep | 证券交易 | 2008-10-10 | 2010-04-22 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2008-08-08 | 2008-09-29 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2007-04-26 | 2008-09-29 |
| Rep | 证券交易 | 2007-04-26 | 2008-09-29 |