| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2019-06-03 | 2022-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2019-06-03 | 2022-12-06 |
| Rep | 期货合约交易 | 2019-06-03 | 2022-12-06 | |
| Rep | 证券交易 | 2019-06-03 | 2022-12-06 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2010-05-19 | 2011-06-23 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-04-26 | 2011-06-23 |