| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2015-08-19 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2015-08-19 | 2016-02-02 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2010-01-28 | 2011-06-12 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2010-01-28 | 2011-04-01 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 期货合约交易 | 2009-10-12 | 2009-11-02 |
| Rep | 证券交易 | 2009-09-15 | 2009-11-02 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-07-30 | 2009-09-07 |
| CTBC Asia Limited | Rep | 就证券提供意见 | 2007-05-08 | 2007-07-03 |
| Rep | 证券交易 | 2007-05-08 | 2007-07-03 |