| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2017-03-17 | 2024-07-25 |
| Rep | 证券交易 | 2016-10-14 | 2016-10-21 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2014-03-04 | 2014-03-05 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-03-14 | 2011-06-14 |
| Rep | 证券交易 | 2011-03-14 | 2011-06-14 | |
| Rep | 期货合约交易 | 2007-05-29 | 2011-02-22 | |
| Rep | 证券交易 | 2007-05-29 | 2011-02-22 |