| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VP Wealth Management (Hong Kong) Limited | RO | 就证券提供意见 | 2013-01-02 | 2022-03-31 |
| RO | 证券交易 | 2013-01-02 | 2022-03-31 | |
| Vontobel (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-10-19 | 2012-10-24 |
| Rep | 证券交易 | 2012-10-19 | 2012-10-24 | |
| VP Wealth Management (Hong Kong) Limited | RO | 就证券提供意见 | 2007-09-11 | 2012-10-11 |
| RO | 证券交易 | 2007-09-11 | 2012-10-11 |