| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2018-12-18 | 2021-06-18 |
| Rep | 就证券提供意见 | 2016-04-26 | 2021-06-18 | |
| Rep | 证券交易 | 2016-04-26 | 2021-06-18 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-09-29 | 2016-04-18 |
| Rep | 期货合约交易 | 2013-09-09 | 2016-04-18 | |
| Rep | 证券交易 | 2013-09-09 | 2016-04-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-05-25 | 2008-02-16 |