| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 证券交易 | 2021-06-21 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2019-01-10 | 2019-07-08 |
| CLSA LIMITED | Rep | 证券交易 | 2014-11-03 | 2018-09-29 |
| Amundi Hong Kong Limited | Rep | 就证券提供意见 | 2009-09-17 | 2011-04-27 |
| Rep | 提供资产管理 | 2009-09-17 | 2011-04-27 | |
| Rep | 证券交易 | 2009-09-17 | 2011-04-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-05-25 | 2008-11-20 |
| Rep | 证券交易 | 2007-05-25 | 2008-11-20 |