| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2024-06-28 | - |
| Rep | 就证券提供意见 | 2022-12-22 | - | |
| Rep | 证券交易 | 2022-12-22 | 2024-07-12 | |
| VMS Securities Limited | Rep | 就机构融资提供意见 | 2011-10-12 | 2014-03-20 |
| Rep | 证券交易 | 2011-10-12 | 2014-03-20 | |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2007-06-04 | 2008-04-01 |
| Rep | 证券交易 | 2007-06-04 | 2008-04-01 |