| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| E&P Asia (HK) Limited | RO | 就证券提供意见 | 2021-04-01 | 2025-02-27 |
| RO | 证券交易 | 2021-04-01 | 2025-02-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-10-08 | 2019-08-22 |
| Rep | 期货合约交易 | 2018-10-08 | 2019-08-22 | |
| Rep | 就期货合约提供意见 | 2016-11-10 | 2017-10-09 | |
| Rep | 期货合约交易 | 2016-11-10 | 2017-10-09 | |
| Rep | 就期货合约提供意见 | 2015-03-16 | 2015-10-30 | |
| Rep | 期货合约交易 | 2015-03-16 | 2015-10-30 | |
| Rep | 就证券提供意见 | 2007-05-31 | 2010-05-26 | |
| Rep | 证券交易 | 2007-05-31 | 2010-05-26 |