| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ion Pacific Limited | RO | 就证券提供意见 | 2015-12-17 | - |
| RO | 就机构融资提供意见 | 2015-12-17 | 2022-06-07 | |
| RO | 证券交易 | 2015-12-17 | 2025-03-31 | |
| Yunfeng Financial Markets Limited | RO | 就机构融资提供意见 | 2014-08-13 | 2015-04-21 |
| Rep | 就机构融资提供意见 | 2011-11-02 | 2014-08-13 | |
| Rep | 就证券提供意见 | 2011-11-02 | 2015-04-21 | |
| Rep | 证券交易 | 2011-11-02 | 2015-04-21 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-10-10 | 2011-08-24 |
| Rep | 就证券提供意见 | 2008-10-10 | 2011-08-24 | |
| Rep | 证券交易 | 2008-10-10 | 2011-08-24 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2008-03-14 | 2008-09-29 |
| Rep | 就机构融资提供意见 | 2007-06-05 | 2008-09-29 | |
| Rep | 就证券提供意见 | 2007-06-05 | 2008-09-29 |