| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2023-08-28 | - |
| Rep | 证券交易 | 2017-08-01 | 2018-12-14 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-06-13 | 2008-08-30 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-06-13 | 2008-08-30 |