| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2012-06-07 | 2013-02-28 |
| Rep | 提供资产管理 | 2012-06-07 | 2013-02-28 | |
| Rep | 证券交易 | 2012-06-07 | 2013-02-28 | |
| RO | 证券交易 | 2010-06-29 | 2010-10-08 | |
| RO | 就证券提供意见 | 2010-06-14 | 2010-10-08 | |
| RO | 提供资产管理 | 2010-06-14 | 2010-10-08 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-06-13 | 2009-08-11 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-06-13 | 2009-08-11 |