| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wolf Vest Capital Management Limited | RO | 就证券提供意见 | 2025-02-07 | 2025-04-09 |
| RO | 提供资产管理 | 2025-02-07 | 2025-04-09 | |
| NATIXIS ASIA LIMITED | Rep | 就证券提供意见 | 2018-12-07 | 2021-01-19 |
| Rep | 证券交易 | 2018-12-07 | 2021-01-19 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2016-08-17 | 2018-11-10 |
| Rep | 就证券提供意见 | 2016-08-17 | 2018-11-10 | |
| Rep | 证券交易 | 2016-08-17 | 2018-11-10 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2015-09-09 | 2016-05-13 |
| Rep | 证券交易 | 2015-09-09 | 2016-05-13 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-06-12 | 2008-06-04 |
| Rep | 证券交易 | 2007-06-12 | 2008-06-04 |