| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-12-30 | 2011-07-07 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2010-12-30 | 2011-07-07 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2009-03-04 | 2009-06-22 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-03-04 | 2009-06-22 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2008-06-16 | 2009-02-25 |
| Rep | 证券交易 | 2008-06-16 | 2009-02-25 | |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2007-07-19 | 2008-05-30 |