| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-08-31 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2014-01-23 | 2025-05-09 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2013-02-21 | - |
| RO | 杠杆式外汇交易 | 2012-10-25 | 2016-05-23 | |
| Rep | 证券交易 | 2012-08-23 | 2013-02-21 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2012-07-09 | - |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | 期货合约交易 | 2007-06-13 | 2008-08-02 |